Exponent Private Equity LLP

Date authorised
1 April 2013
Companies House
OC306781
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exponent Private Equity
    30 Broadwick Street
    London
    Westminster
    W1F 8JB
    UNITED KINGDOM
    Phone
    +4402078458520
    Web
    https://www.exponentpe.com

  • Complaints Contact

    Exponent Private Equity
    30 Broadwick Street
    London
    Westminster
    W1F 8JB
    UNITED KINGDOM
    Phone
    +4402078458520

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Steven Taylor

    IRN MST01066

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Sep 2010 to 8 Dec 2019)
  • Ole Marius Ostlie

    IRN OMO01003

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
  • Oliver Bradley Bower

    IRN OBB01015

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2020)
    • CF4 Partner (4 Mar 2013 to 8 Dec 2019)
  • Richard Lewis Tudor

    IRN RLT01028

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF27 Investment Management (30 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (10 Feb 2006 to 30 Sep 2014)
  • Richard Loxton Campin

    IRN RLC01035

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF11 Money Laundering Reporting (17 Jun 2004 to 9 Sep 2005)
    • CF4 Partner (17 Jun 2004 to 31 Mar 2014)
    • CF10 Compliance Oversight (17 Jun 2004 to 9 Sep 2005)
    • CF27 Investment Management (17 Jun 2004 to 31 Oct 2007)
  • Shane Patrick Farragher

    IRN SPF01075

    • SMF27 Partner (since 29 Nov 2023)
    • [FCA CF] Client dealing (since 1 Feb 2023)
  • Simon Russell Davidson

    IRN SRD01086

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
    • CF4 Partner (1 Jan 2009 to 8 Dec 2019)
  • Thomas Michael Lightowler

    IRN TXL00138

    • SMF27 Partner (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Thomas Sweet-Escott

    IRN TXS01155

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (17 Jun 2004 to 8 Dec 2019)
    • CF27 Investment Management (17 Jun 2004 to 31 Oct 2007)
  • Timothy Edward Easingwood

    IRN TEE01005

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (24 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.