Date authorised
1 July 2013
Companies House
08229133
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455
  • Complaints Contact

    Holmwood House
    Broadlands Business Campus
    Langhurstwood Road
    Horsham
    West Sussex
    RH12 4QP
    UNITED KINGDOM
    Phone
    +441403334455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to counselling provided in connection with investment advice or advice on buy to let mortgage
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Ellen Rogers

    IRN KER01017

    • CF1 Director (AR) (5 Oct 2022 to 22 Aug 2023)
  • Katy Margaret Baxter

    IRN KMB00001

    • CF1 Director (AR) (29 Mar 2017 to 21 Sep 2017)
  • Keith Hare

    IRN KXH17425

    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Aug 2022)
    • [FCA CF] Significant management (12 Mar 2021 to 31 Aug 2022)
    • CF29 Significant management (17 Sep 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (AR) (29 Jul 2019 to 7 Sep 2021)
  • Keith Viney

    IRN KXV00021

    • [FCA CF] Significant management (12 Mar 2021 to 21 Nov 2025)
  • Khakaan Sheikh

    IRN KXS00208

    • [FCA CF] Significant management (since 12 Mar 2021)
  • Kim Goddard

    IRN KXG00213

    • [FCA CF] Significant management (since 21 Mar 2022)
    • [FCA CF] Material risk taker (since 21 Mar 2022)
  • Lydia Isobel Richmond

    IRN LXR00167

    • [FCA CF] Client dealing (19 Jun 2024 to 13 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (19 Jun 2024 to 13 Mar 2026)
    • CF30 Customer (18 Jun 2024 to 13 Mar 2026)
  • Malcolm Charles Baxter

    IRN MCB00002

    • CF30 Customer (18 Apr 2016 to 7 Feb 2019)
  • Mark Spiller

    IRN MXS00294

    • [FCA CF] Significant management (12 Mar 2021 to 5 Sep 2025)
  • Mark Tetteh Quaye

    IRN MTQ00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
    • CF4 Partner (AR) (13 Feb 2019 to 30 Sep 2024)
    • CF30 Customer (10 Dec 2016 to 30 Sep 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.