Date authorised
1 April 2013
Companies House
FC025131
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Lime Street
    London
    EC3M 5BS
    UNITED KINGDOM
    Phone
    +4402038872500
  • Complaints Contact

    40 Lime Street
    London
    EC3M 5BS
    ENGLAND
    Phone
    +4402038872580

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · Restricted to reinsurance
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · Restricted to reinsurance
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Carrier

    IRN AJC01183

    • SMF19 Head of Overseas Branch/Head of Overseas (10 Dec 2018 to 1 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jul 2020)
    • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
    • SIMF19 Head of Third Country Branch Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (17 Dec 2014 to 6 Mar 2016)
  • Andrew Kelvin Snoad

    IRN AXS05750

    • [PRA CF] Key function holder (since 1 Apr 2026)
  • Anthony James Dickinson

    IRN AXD32519

    • [PRA CF] Key function holder (since 10 Dec 2018)
  • Arshad Khan

    IRN AXK00980

    • [PRA CF] Key function holder (since 16 Dec 2024)
  • Baljit Haer

    IRN BXH00390

    • [PRA CF] Key function holder (7 Apr 2025 to 31 Mar 2026)
  • Benjamin Alex Vizlakh

    IRN BXV00052

    • [PRA CF] Key function holder (23 Mar 2023 to 13 Dec 2024)
  • Christopher Sean Downey

    IRN CXD84935

    • SMF7 Group Entity Senior Manager (16 Dec 2020 to 7 Jul 2021)
  • Herve Fagnoni

    IRN HXF32546

    • [PRA CF] Key function holder (10 Dec 2018 to 24 Feb 2023)
  • Jean-Luc Robert Gourgeon

    IRN JRG01157

    • CF8 Apportionment and Oversight (12 Aug 2011 to 12 Jun 2014)
    • CF3 Chief Executive (12 Aug 2011 to 12 Jun 2014)
  • Mark Stuart de Saram

    IRN MSD01025

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 1 Apr 2016)
    • CF28 Systems and controls (17 Mar 2010 to 1 Apr 2016)
    • CF1 Director (17 Mar 2010 to 6 Mar 2016)
    • Responsible for Insurance Mediation (1 Sep 2004 to 8 Nov 2004)
    • CF3 Chief Executive (20 Feb 2004 to 8 Nov 2004)
    • CF8 Apportionment and Oversight (20 Feb 2004 to 8 Nov 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.