Date authorised
1 April 2013
Companies House
FC025131
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Lime Street
    London
    EC3M 5BS
    UNITED KINGDOM
    Phone
    +4402038872500
  • Complaints Contact

    40 Lime Street
    London
    EC3M 5BS
    ENGLAND
    Phone
    +4402038872580

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · Restricted to reinsurance
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · Restricted to reinsurance
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Wallace

    IRN MXW00817

    • Responsible for Insurance Distribution (since 3 Jun 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 3 Jun 2024)
    • SMF23 Chief Underwriting Officer (since 3 Jun 2024)
  • Michiel Daniel du Preez

    IRN MXD00974

    • [PRA CF] Key function holder (since 1 Dec 2025)
  • Miriam King

    IRN MXK00889

    • [PRA CF] Key function holder (20 Jan 2025 to 31 Mar 2025)
  • Nigel Christopher Edwards-Smith

    IRN NCE01015

    • SMF3 Executive Director (since 13 Feb 2019)
    • SMF16 Compliance Oversight (since 13 Feb 2019)
    • SMF2 Chief Finance (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2019 to 1 Dec 2023)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (17 Mar 2010 to 6 Mar 2016)
  • Paul James Tester

    IRN PJT01052

    • SMF19 Head of Overseas Branch/Head of Overseas (9 Nov 2020 to 1 Apr 2024)
    • Responsible for Insurance Distribution (17 Jun 2020 to 1 Apr 2024)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 1 Apr 2024)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (11 Nov 2011 to 6 Mar 2016)
  • Peter Gary Bell

    IRN PXB00388

    • SMF7 Group Entity Senior Manager (since 23 Mar 2022)
  • Petra Blignaut

    IRN PXB00677

    • [PRA CF] Key function holder (20 May 2024 to 1 Oct 2025)
  • Sanjoy Mukherjee

    IRN SXM03838

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 May 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (24 Jun 2016 to 9 Dec 2018)
  • Steven Michael Thomas Jackson

    IRN SXJ01217

    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Jan 2011)
    • CF8 Apportionment and Oversight (8 Nov 2004 to 17 Jan 2011)
    • CF3 Chief Executive (8 Nov 2004 to 17 Jan 2011)
  • Timothy Mark Carter

    IRN TXC32547

    • [PRA CF] Key function holder (10 Dec 2018 to 1 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.