Evercore ISI International Limited

Date authorised
1 April 2013
Companies House
07610874
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Stanhope Gate
    London
    W1K 1LN
    UNITED KINGDOM
    Phone
    +4402076536000
    Web
    https://www.evercore.com

  • Complaints Contact

    15 Stanhope Gate
    .
    London
    W1K 1LN
    UNITED KINGDOM
    Phone
    +4402076536083

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laurent Guy Favre

    IRN LGF01005

    • CF30 Customer (3 Dec 2016 to 6 Apr 2018)
  • Max Yoward

    IRN MXY01354

    • CF30 Customer (22 Oct 2016 to 8 Dec 2019)
  • Nancy Rosalie Lazar

    IRN NRL01040

    • CF1 Director (2 Jul 2012 to 29 Oct 2014)
  • Nicola Ming Lee Tang

    IRN NMT01022

    • CF30 Customer (7 Dec 2016 to 6 Apr 2018)
  • Oliver Charles Wedlake

    IRN OCW01005

    • CF30 Customer (2 Jul 2012 to 12 Jan 2018)
  • Patrick Oswald Mayhew

    IRN POM01003

    • [FCA CF] Client dealing (since 30 Nov 2020)
    • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
  • Richard Klein

    IRN RDK01022

    • CF30 Customer (16 Oct 2012 to 30 May 2014)
  • Ruth, Madeline Burns

    IRN RXB84126

    • SMF16 Compliance Oversight (8 Sep 2020 to 1 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Sep 2020 to 1 Jul 2021)
  • Sarah Louise Blomfield

    IRN SLH01060

    • SMF16 Compliance Oversight (since 18 Aug 2021)
    • SMF3 Executive Director (since 18 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2021)
  • Stefano Galli

    IRN SXG01959

    • [FCA CF] Client dealing (since 30 Nov 2020)
    • CF30 Customer (16 Sep 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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