Sarah Louise Blomfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evercore Partners International LLP

    FRN 532714

    • [FCA CF] Material risk taker (since 12 Jan 2022)
    • SMF16 Compliance Oversight (since 18 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2021)
    • SMF27 Partner (since 18 Aug 2021)
  • Evercore ISI International Limited

    FRN 575376

    • SMF3 Executive Director (since 18 Aug 2021)
    • SMF16 Compliance Oversight (since 18 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Aug 2021)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Aug 2020)
    • CF10 Compliance Oversight (11 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Mar 2019 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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