Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan Spencer Budd

  IRN DSB01125

  • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
• Duncan Swatton

  IRN DXS01823

  • [FCA CF] Manager of certification employee (since 6 Sep 2021)
• Duncan Wilson

  IRN DAW01161

  • CF30 Customer (1 Nov 2007 to 26 Mar 2008)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
• Edmund Thomas John Brennan

  IRN ETB01023

  • CF30 Customer (27 Mar 2014 to 23 Jan 2015)
• Edward Charles Stewart

  IRN ECS00003

  • CF21 Investment Adviser (27 Oct 2005 to 14 Jul 2006)
  • CF22 Investment Adviser (Trainee) (21 Jan 2004 to 27 Oct 2005)
• Edward Gregory Bishop

  IRN EGB00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Oct 2021)
• Edward James Baskerville Nice

  IRN EJN00003

  • [FCA CF] Client dealing (6 Jul 2021 to 28 Mar 2024)
  • [FCA CF] Functions requiring qualifications (6 Jul 2021 to 28 Mar 2024)
• Edward John Shaw

  IRN EJS01092

  • CF30 Customer (29 Mar 2010 to 18 Apr 2012)
• Edward Jonathan Waddington

  IRN EJW00001

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Significant management (since 1 Jan 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Edward Norman Fay

  IRN ENF00001

  • CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2002)

No changes recorded yet.