Edward James Baskerville Nice

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverPeak Wealth Limited

    FRN 632101

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (6 Jul 2021 to 28 Mar 2024)
    • [FCA CF] Client dealing (6 Jul 2021 to 28 Mar 2024)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (23 May 2014 to 28 Mar 2024)
  • HFS Feltons Financial Services Ltd (no longer approved here)

    FRN 479158

    • Employed By (23 May 2014 to 28 Mar 2024)
  • HFS Hamlyns Financial Services Ltd (no longer approved here)

    FRN 503049

    • Employed By (23 May 2014 to 28 Mar 2024)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF22 Investment Adviser (Trainee) (7 Aug 2006 to 31 Oct 2007)
  • Syndaxi Financial Planning Ltd (no longer approved here)

    FRN 187064

    • (7)Employed By (7 Aug 2006 to 30 Jun 2011)

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Updates to this individual's record on the FCA register.

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