Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Helen Masson

  IRN CHM01056

  • CF30 Customer (16 Apr 2010 to 30 Jun 2010)
• Caroline Maricourt

  IRN CXM01025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
• Caroline Rushen

  IRN CXR00551

  • [FCA CF] Client dealing (since 9 Jul 2024)
• Caroline Ruth Magill

  IRN CRM01094

  • [FCA CF] Manager of certification employee (since 21 May 2021)
• Caroline Speirs

  IRN CXS00136

  • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
• Caroline Stanton

  IRN CXS00736

  • [FCA CF] Manager of certification employee (since 3 Jan 2024)
  • [FCA CF] Client dealing (since 30 May 2023)
• Cathal Thomas Canavan

  IRN CTC00002

  • CF30 Customer (27 Jan 2012 to 8 Dec 2019)
• Catherine Geary

  IRN CMS01120

  • CF30 Customer (9 Dec 2016 to 29 Sep 2017)
• Catherine Greenwood

  IRN CXG00097

  • CF30 Customer (1 Nov 2007 to 22 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Catherine Laura Greeves

  IRN CLG00001

  • CF30 Customer (1 Nov 2007 to 8 Jun 2009)
  • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)

No changes recorded yet.