Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Hugh Squire

  IRN AHS00006

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
• Anthony John Charles Buck

  IRN AJB00051

  • CF30 Customer (25 Nov 2013 to 13 Mar 2015)
• Anthony Lee Hynes

  IRN ALH01072

  • SMF5 Head of Internal Audit (9 Dec 2019 to 30 Apr 2023)
  • CF28 Systems and controls (16 Oct 2019 to 8 Dec 2019)
• Anthony Paul Flynn

  IRN APF01035

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
• Anthony Paul Linnane

  IRN APL01097

  • CF30 Customer (7 Apr 2017 to 28 May 2019)
• Anthony Peter Bell

  IRN APB00050

  • CF21 Investment Adviser (15 Apr 2004 to 30 Sep 2006)
  • CF22 Investment Adviser (Trainee) (11 Mar 2004 to 15 Apr 2004)
• Anthony Peter Cunliffe

  IRN APC00036

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
• Anthony Stephen Field

  IRN ASF00004

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Anthony Ward

  IRN AXW01352

  • CF21 Investment Adviser (24 May 2002 to 30 Aug 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
• Antony Charles William Davis

  IRN ACD00008

  • CF21 Investment Adviser (22 Apr 2003 to 25 Jun 2004)
  • CF22 Investment Adviser (Trainee) (6 Mar 2003 to 22 Apr 2003)

No changes recorded yet.