Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Paul Ridley

    IRN PPR00001

    • (1841)CF22 Investment Adviser (Trainee) (30 Nov 2004 to 15 Dec 2005)
  • Peter Robert Cormack

    IRN PRC00061

    • (1889)CF30 Customer (5 Nov 2012 to 1 Jun 2017)
  • Peter Scott Davey

    IRN PSD00007

    • (1071)[FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2024)
    • (1072)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2024)
    • (1070)CF30 Customer (23 Jun 2014 to 8 Dec 2019)
  • Peter Terence Connell

    IRN PTC00005

    • (305)CF30 Customer (1 Nov 2007 to 7 Dec 2007)
    • (306)CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
  • Peter Twigg

    IRN PDT01048

    • (1031)CF30 Customer (30 May 2014 to 4 Jun 2018)
  • Peter Whibley

    IRN PXW00001

    • (495)CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2006)
  • Peter Woolgar

    IRN PLW00007

    • (1964)CF30 Customer (25 Aug 2015 to 11 Jan 2017)
  • Phil Fabian

    IRN PXF00185

    • (1126)[FCA CF] Significant management (since 22 Jul 2022)
  • Philip Arthur Forsdick

    IRN PAF00042

    • (344)CF21 Investment Adviser (1 Jun 2007 to 24 Aug 2007)
  • Philip Best

    IRN PWB01061

    • (1981)SMF4 Chief Risk (23 Sep 2020 to 1 Dec 2023)
    • (1980)SMF16 Compliance Oversight (23 Sep 2020 to 1 Dec 2023)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1375)7. Giving personal recommendations on long-term care insurance contracts

  2. controlled function added: (1374)[FCA CF] Functions requiring qualifications

  3. controlled function added: (1373)[FCA CF] Manager of certification employee

  4. controlled function added: (1372)[FCA CF] Client dealing

  5. controlled function added: (1371)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (1370)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (1369)[FCA CF] Functions requiring qualifications

  8. controlled function added: (1368)[FCA CF] Client dealing

  9. controlled function added: (1367)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (1366)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

Show more