Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
- CF30 Customer (since 24 Oct 2022)
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Quilter Financial Advisers Ltd
FRN 452529
- (330)Employed By (since 24 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (7 Feb 2020 to 13 Jul 2022)
- CF30 Customer (6 Jan 2020 to 13 Jul 2022)
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- (23)Employed By (6 Jan 2020 to 13 Jul 2022)
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- CF30 Customer (6 May 2009 to 16 Nov 2012)
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- CF22 Investment Adviser (Trainee) (30 Nov 2004 to 15 Dec 2005)
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- Employed By (1 Dec 2001 to 21 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.