Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
    • CF30 Customer (since 24 Oct 2022)
    • (330)Employed By (since 24 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 Feb 2020 to 13 Jul 2022)
    • CF30 Customer (6 Jan 2020 to 13 Jul 2022)
  • Jones Regan Wealth Management Ltd (no longer approved here)

    FRN 484393

    • (23)Employed By (6 Jan 2020 to 13 Jul 2022)
  • Oakworth Financial Planning Limited (no longer approved here)

    FRN 229355

    • CF30 Customer (6 May 2009 to 16 Nov 2012)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF22 Investment Adviser (Trainee) (30 Nov 2004 to 15 Dec 2005)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (1 Dec 2001 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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