Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sally Ann James

    IRN SAJ01055

    • (2126)CF2 Non Executive Director (8 Feb 2011 to 1 Aug 2016)
  • Sally Elizabeth Bartram

    IRN SEB00006

    • (9)CF30 Customer (1 Nov 2007 to 27 Jun 2014)
    • (10)CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
  • Sally Elizabeth Burn-Jones

    IRN SEB01084

    • (2096)CF30 Customer (16 Apr 2010 to 13 Apr 2012)
  • Sally Joan Beresford

    IRN SJB01519

    • (381)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (382)4. Giving personal recommendations on retail investment products which are not broker funds
    • (380)11. Pension transfer specialist
    • (384)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (383)[FCA CF] Client dealing (since 9 Dec 2019)
    • (882)CF30 Customer (6 Jan 2017 to 8 Dec 2019)
  • Sally Natasha Jones

    IRN SNC01034

    • (124)CF22 Investment Adviser (Trainee) (1 Jun 2007 to 25 Jul 2007)
  • Sam Corney

    IRN SXC01004

    • (1078)[FCA CF] Client dealing (since 18 May 2023)
  • Sam Smith-Baker

    IRN SXS05553

    • (1491)[FCA CF] Client dealing (7 Mar 2025 to 27 Aug 2025)
  • Samantha Forsey

    IRN SXF00428

    • (986)[FCA CF] Client dealing (since 2 Oct 2023)
  • Samantha Kennett

    IRN SXK00719

    • (974)[FCA CF] Algorithmic trading (since 9 Nov 2023)
  • Samuel Anthony Hubbert

    IRN SAH01327

    • (646)[FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
    • (647)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
    • (645)CF30 Customer (1 Sep 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1404)[FCA CF] Client dealing

  2. controlled function added: (1403)SMF18 Other Overall Responsibility

  3. controlled function added: (1402)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1401)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1400)SMF10 Chair of the Risk Committee

  6. controlled function added: (1399)SMF11 Chair of the Audit Committee

  7. controlled function added: (1398)SMF18 Other Overall Responsibility

  8. controlled function added: (1397)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1396)[FCA CF] Client dealing

  10. controlled function added: (1395)4. Giving personal recommendations on retail investment products which are not broker funds

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