Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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B W Financial Services Limited
FRN 189042
- (2)Employed By (since 22 Mar 2022)
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Nicholsons PSP Limited
FRN 223754
- (1)Employed By (since 22 Mar 2022)
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Ballards FS Limited
FRN 224308
- (3)Employed By (since 22 Mar 2022)
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Ruthlyn House Wealth Management Limited
FRN 439964
- (4)Employed By (since 22 Mar 2022)
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- (2)Employed By (since 22 Mar 2022)
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Integra Wealth Management Limited
FRN 835254
- (3)Employed By (since 22 Mar 2022)
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RWB Wealth Management Limited
FRN 957864
- (2)Employed By (since 22 Mar 2022)
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David Booler & Company
FRN 146287
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 13 Sep 2021)
- [FCA CF] Client dealing (since 13 Sep 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2021)
- CF30 Customer (28 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function added: (2)Employed By at Vaughan Davies & Co (Pensions & Investments) Limited
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controlled function removed: Employed By at RWB Wealth Management Limited
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controlled function added: (2)Employed By at RWB Wealth Management Limited
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controlled function removed: Employed By at Ruthlyn House Wealth Management Limited
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controlled function added: (4)Employed By at Ruthlyn House Wealth Management Limited
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controlled function removed: Employed By at Nicholsons PSP Limited
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controlled function added: (1)Employed By at Nicholsons PSP Limited
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controlled function removed: Employed By at Integra Wealth Management Limited
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controlled function added: (3)Employed By at Integra Wealth Management Limited