Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Frampton

    IRN RXF09529

    • (1386)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1385)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1388)[FCA CF] Manager of certification employee (since 2 Aug 2023)
    • (1389)[FCA CF] Functions requiring qualifications (since 30 Apr 2020)
    • (1387)[FCA CF] Client dealing (since 30 Apr 2020)
  • Robert France

    IRN RXF00270

    • (1514)[FCA CF] Manager of certification employee (24 Jan 2024 to 18 Oct 2024)
    • (1513)[FCA CF] Client dealing (12 Jun 2023 to 18 Oct 2024)
  • Robert Gamble

    IRN RXG00176

    • (1242)16. Safeguarding and administering investments or holding client money
    • (1243)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Robert Henry Risebrow

    IRN RHR01019

    • (445)CF30 Customer (29 Mar 2010 to 8 Jun 2011)
  • Robert Hughes

    IRN RXH00164

    • (1151)CF30 Customer (1 Nov 2007 to 5 Aug 2009)
    • (1153)CF21 Investment Adviser (16 Apr 2004 to 31 Oct 2007)
    • (1152)CF22 Investment Adviser (Trainee) (12 Mar 2003 to 16 Apr 2004)
  • Robert Ian Baird Fraser

    IRN RIB00008

    • (168)CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • (170)CF21 Investment Adviser (21 Apr 2006 to 31 Oct 2007)
    • (169)CF22 Investment Adviser (Trainee) (12 Sep 2005 to 21 Apr 2006)
  • Robert James Goldthorpe

    IRN RJG00005

    • (546)CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2002)
  • Robert James Lamond

    IRN RJL00018

    • (382)CF21 Investment Adviser (1 Jun 2007 to 12 Oct 2007)
  • Robert John Luckett

    IRN RJL00014

    • (1450)CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • (1451)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Robert Llewllyn Fletcher

    IRN RLF01032

    • (808)CF30 Customer (24 Mar 2010 to 3 Dec 2010)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1404)[FCA CF] Client dealing

  2. controlled function added: (1403)SMF18 Other Overall Responsibility

  3. controlled function added: (1402)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (1401)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (1400)SMF10 Chair of the Risk Committee

  6. controlled function added: (1399)SMF11 Chair of the Audit Committee

  7. controlled function added: (1398)SMF18 Other Overall Responsibility

  8. controlled function added: (1397)[FCA CF] Functions requiring qualifications

  9. controlled function added: (1396)[FCA CF] Client dealing

  10. controlled function added: (1395)4. Giving personal recommendations on retail investment products which are not broker funds

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