Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Reid

    IRN RXR00449

    • (929)[FCA CF] Client dealing (since 23 Oct 2024)
  • Richard Scoular

    IRN RXS00876

    • (1052)[FCA CF] Client dealing (since 18 May 2023)
  • Richard Winter

    IRN RJW01370

    • (710)CF30 Customer (2 Jan 2015 to 10 Apr 2015)
  • Richard Yates

    IRN RXY00008

    • (40)CF21 Investment Adviser (1 Dec 2001 to 13 Apr 2004)
  • Rick Field

    IRN RGF01042

    • (935)[FCA CF] Client dealing (18 May 2023 to 31 May 2024)
  • Ricky Wilson

    IRN RXW01481

    • (424)4. Giving personal recommendations on retail investment products which are not broker funds
    • (423)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (426)[FCA CF] Manager of certification employee (since 21 Feb 2024)
    • (427)[FCA CF] Functions requiring qualifications (since 15 Aug 2022)
    • (425)[FCA CF] Client dealing (since 15 Aug 2022)
  • Robert Alan Devey

    IRN RAD01109

    • (1862)CF3 Chief Executive (18 Jul 2014 to 1 Aug 2016)
    • (1863)CF1 Director (18 Jul 2014 to 1 Aug 2016)
  • Robert Annand

    IRN RXA00039

    • (1711)CF30 Customer (19 Aug 2015 to 28 Jul 2017)
  • Robert Burns

    IRN RXB00795

    • (1088)[FCA CF] Client dealing (since 18 May 2023)
  • Robert Farnworth

    IRN RXF01299

    • (878)CF30 Customer (9 Apr 2014 to 8 Aug 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1414)SMF2 Chief Finance

  2. controlled function added: (1413)SMF3 Executive Director

  3. controlled function added: (1412)SMF18 Other Overall Responsibility

  4. controlled function added: (1411)SMF1 Chief Executive

  5. controlled function added: (1410)SMF3 Executive Director

  6. controlled function added: (1409)[FCA CF] Significant management

  7. controlled function added: (1408)[FCA CF] Material risk taker

  8. controlled function added: (1407)[FCA CF] Manager of certification employee

  9. controlled function added: (1406)[FCA CF] Client dealing

  10. controlled function added: (1405)[FCA CF] Functions requiring qualifications

Show more