Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Christopher Briggs

    IRN RCB01188

    • (780)[FCA CF] Manager of certification employee (24 Jun 2021 to 31 Aug 2021)
  • Richard Daniel Bidwell

    IRN RDB00017

    • (436)CF21 Investment Adviser (28 Apr 2003 to 27 Mar 2004)
    • (435)CF22 Investment Adviser (Trainee) (3 Sep 2002 to 28 Apr 2003)
  • Richard Darwish Mikdadi

    IRN RXM01676

    • (504)4. Giving personal recommendations on retail investment products which are not broker funds
    • (503)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (505)[FCA CF] Client dealing (since 9 Dec 2019)
    • (507)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (506)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (1014)CF30 Customer (22 Sep 2009 to 8 Dec 2019)
  • Richard Dunkley

    IRN RXD00405

    • (1548)[FCA CF] Client dealing (18 May 2023 to 1 Jan 2026)
  • Richard Everett

    IRN RXE00005

    • (276)CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2006)
  • Richard Geoffrey Stones

    IRN RGS00023

    • (438)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (439)4. Giving personal recommendations on retail investment products which are not broker funds
    • (441)[FCA CF] Manager of certification employee (since 7 Nov 2022)
    • (442)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (440)[FCA CF] Client dealing (since 9 Dec 2019)
    • (947)CF30 Customer (8 Jun 2011 to 23 Dec 2014)
  • Richard Hylton Sagar

    IRN RXS00112

    • (140)CF21 Investment Adviser (16 May 2002 to 21 Sep 2007)
    • (139)CF22 Investment Adviser (Trainee) (16 May 2002 to 16 May 2002)
  • Richard James Scarth

    IRN RJS00101

    • (252)CF21 Investment Adviser (7 Oct 2003 to 6 Oct 2004)
    • (251)CF22 Investment Adviser (Trainee) (9 Jul 2003 to 7 Oct 2003)
  • Richard John Dickinson

    IRN RJD00008

    • (1836)CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • (1838)CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
    • (1837)CF22 Investment Adviser (Trainee) (13 Aug 2004 to 10 Jun 2005)
  • Richard Kear

    IRN RAK01053

    • (1939)CF30 Customer (3 Feb 2012 to 24 Jun 2015)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1414)SMF2 Chief Finance

  2. controlled function added: (1413)SMF3 Executive Director

  3. controlled function added: (1412)SMF18 Other Overall Responsibility

  4. controlled function added: (1411)SMF1 Chief Executive

  5. controlled function added: (1410)SMF3 Executive Director

  6. controlled function added: (1409)[FCA CF] Significant management

  7. controlled function added: (1408)[FCA CF] Material risk taker

  8. controlled function added: (1407)[FCA CF] Manager of certification employee

  9. controlled function added: (1406)[FCA CF] Client dealing

  10. controlled function added: (1405)[FCA CF] Functions requiring qualifications

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