Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Dam

    IRN SXD00634

    • (1566)[FCA CF] Functions requiring qualifications (21 Dec 2022 to 16 May 2025)
    • (1565)[FCA CF] Client dealing (21 Dec 2022 to 16 May 2025)
  • Samuel John Back

    IRN SXB00542

    • (1602)[FCA CF] Functions requiring qualifications (14 May 2021 to 4 Oct 2021)
    • (1601)[FCA CF] Client dealing (14 May 2021 to 4 Oct 2021)
  • Samuel John Cowan

    IRN SJC01479

    • (2012)CF30 Customer (16 Jul 2015 to 28 May 2019)
  • Samuel Robert Whatsize

    IRN SXW83476

    • (2039)[FCA CF] Client dealing (7 Oct 2022 to 25 Feb 2026)
    • (2040)[FCA CF] Functions requiring qualifications (7 Oct 2022 to 25 Feb 2026)
  • Samuel Strange

    IRN SXS84957

    • (1274)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (1275)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1277)[FCA CF] Functions requiring qualifications (since 19 Jan 2023)
    • (1276)[FCA CF] Client dealing (since 19 Jan 2023)
  • Sara Jacqueline Bell

    IRN SJB00012

    • (46)CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2002)
  • Sara Louise Williams

    IRN SLW01104

    • (327)[FCA CF] Client dealing (since 19 Sep 2023)
  • Sarah Elizabeth Quirk

    IRN SEK00002

    • (1948)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jan 2002)
  • Sarah Finnigan

    IRN SXF00113

    • (1263)[FCA CF] Client dealing (since 13 Mar 2026)
  • Sarah Gard

    IRN SXG00669

    • (1037)[FCA CF] Client dealing (since 30 May 2023)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Tilney for Haines Watts

  2. controlled function added: (1423)SMF12 Chair of the Remuneration Committee

  3. controlled function added: (1422)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (1421)SMF5 Head of Internal Audit

  5. controlled function added: (1420)SMF18 Other Overall Responsibility

  6. controlled function added: (1419)SMF4 Chief Risk

  7. controlled function added: (1418)SMF16 Compliance Oversight

  8. controlled function added: (1417)SMF9 Chair of the Governing Body

  9. controlled function added: (1416)SMF13 Chair of the Nominations Committee

  10. controlled function added: (1415)SMF24 Chief Operations

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