Date authorised
22 December 2004
Companies House
FC025700
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    CannonStreet 33
    London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +442078490000
  • Complaints Contact

    CannonStreet 33
    London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +442078490000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Jackson

    IRN HXJ00147

    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Ingeborg Johanna Dagny Laurent Boets

    IRN IXB00092

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 May 2024)
  • Katleen Vandeweyer

    IRN KXV00094

    • Director of firm who is not a certification employee or a SMF manager (since 3 May 2024)
  • Kristen Nicole Geyer

    IRN KNG01013

    • CF10 Compliance Oversight (1 Jan 2005 to 30 Dec 2005)
    • CF11 Money Laundering Reporting (22 Dec 2004 to 30 Dec 2005)
  • Lasitha Dissanayake

    IRN LXD00396

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2025)
    • SMF16 Compliance Oversight (since 13 Aug 2025)
  • Marc Autheman

    IRN MXA00347

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Jun 2020)
  • Miguel Ferreira

    IRN MXF00620

    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • Neil Atkinson

    IRN NXA01336

    • [FCA CF] Manager of certification employee (since 1 Oct 2024)
  • Nils JEAN-MAIRET

    IRN NXJ00193

    • Director of firm who is not a certification employee or a SMF manager (since 16 Dec 2024)
  • Nils-Fredrik Nyblaeus

    IRN NXN00043

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Apr 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.