Date authorised
22 December 2004
Companies House
FC025700
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    CannonStreet 33
    London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +442078490000
  • Complaints Contact

    CannonStreet 33
    London
    EC4M 5SB
    UNITED KINGDOM
    Phone
    +442078490000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Stuart

    IRN OXS00047

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2021)
  • Paul David Hurd

    IRN PDH01118

    • Director of firm who is not a certification employee or a SMF manager (3 May 2024 to 30 Sep 2024)
  • Paul Swann

    IRN PXS00404

    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 20 May 2022)
  • Philippe Emmanuel Marie François Maurice Mills

    IRN PXM00812

    • Director of firm who is not a certification employee or a SMF manager (since 22 Oct 2025)
  • Philippe Jeanne M. Laurensy

    IRN PXL12071

    • SMF19 Head of Overseas Branch/Head of Overseas (14 Oct 2021 to 4 Sep 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jul 2021)
    • CF3 Chief Executive (11 Jun 2019 to 8 Dec 2019)
  • Pierre Yves Goemans

    IRN PYG01004

    • CF8 Apportionment and Oversight (5 Sep 2008 to 31 Mar 2009)
    • CF3 Chief Executive (5 Sep 2008 to 28 Feb 2019)
  • Sara Cescutti

    IRN SXC03120

    • SMF19 Head of Overseas Branch/Head of Overseas (since 5 Sep 2025)
    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
  • Shweta Bhatia

    IRN SXB04091

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
  • Sophie Javary

    IRN SXJ00230

    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2021 to 20 May 2022)
  • Susanne Klöss-Braekler

    IRN SXK00979

    • Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.