Date authorised
1 April 2013
Companies House
02686904
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ty Admiral
    David Street
    Cardiff
    South Glamorgan
    CF10 2EH
    UNITED KINGDOM
    Phone
    +443332202062
  • Complaints Contact

    Ty Admiral
    David Street
    Cardiff
    South Glamorgan
    CF10 2EH
    UNITED KINGDOM
    Phone
    +443303335888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · This permission is limited to debt administration with no debt management activity
  • Debt Collection

    Show 1 limitation
    • · This permission is limited to debt-collection with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Sanders

    IRN SXS01966

    • CF29 Significant management (1 Nov 2007 to 8 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (23 Aug 2006 to 31 Oct 2007)
    • CF15 Internal Audit (19 Jul 2005 to 23 Aug 2006)
  • Stuart David Clarke

    IRN SDC01039

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2019)
    • CF2 Non Executive Director (10 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 10 Jul 2017)
    • CF15 Internal Audit (26 Jun 2006 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 26 Jun 2006)
  • Stuart John Morgan

    IRN SJM01319

    • CF29 Significant management (1 Nov 2007 to 19 Oct 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Susan Dawn Longthorn

    IRN SDL01044

    • CF29 Significant management (1 Nov 2007 to 17 Nov 2014)
    • CF17 Significant Mgt (Other Business Operations) (2 Dec 2005 to 31 Oct 2007)
  • Susan Margaret Gilbert

    IRN SXG07299

    • SMF4 Chief Risk (20 Jan 2021 to 14 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Oct 2022)
    • CF10 Compliance Oversight (15 Feb 2019 to 8 Dec 2019)
  • Tanzie Anne Oliver

    IRN TAO01017

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 1 Oct 2005)
  • Tavish Srivastava

    IRN TXS04012

    • [FCA CF] Significant management (since 21 May 2024)
  • Terry Evetts

    IRN TXE00122

    • [FCA CF] Significant management (since 21 Aug 2024)
  • Thomas McLaren Scott

    IRN TXS16774

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (4 Nov 2019 to 8 Dec 2019)
  • Tiff Burns

    IRN TXB00334

    • CF3 Chief Executive (AR) (2 Mar 2022 to 13 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.