Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2019)
- CF2 Non Executive Director (10 Jul 2017 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 10 Jul 2017)
- CF15 Internal Audit (26 Jun 2006 to 31 Oct 2007)
- CF13 Finance (14 Jan 2005 to 26 Jun 2006)
-
- SMF3 Executive Director (9 Dec 2019 to 2 Nov 2020)
- CF1 Director (27 Dec 2012 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 18 Aug 2008)
- CF15 Internal Audit (26 Jun 2006 to 31 Oct 2007)
-
- Director of firm who is not a certification employee or a SMF manager (9 Mar 2019 to 17 Apr 2020)
- CF28 Systems and controls (1 Nov 2007 to 18 Aug 2008)
- CF15 Internal Audit (26 Jun 2006 to 31 Oct 2007)
- CF1 Director (24 Jul 2003 to 10 Oct 2017)
- CF13 Finance (6 Jun 2003 to 26 Jun 2006)
-
- CF28 Systems and controls (1 Nov 2007 to 19 Mar 2009)
- CF15 Internal Audit (26 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.