Date authorised
1 April 2013
Companies House
02686904
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ty Admiral
    David Street
    Cardiff
    South Glamorgan
    CF10 2EH
    UNITED KINGDOM
    Phone
    +443332202062
  • Complaints Contact

    Ty Admiral
    David Street
    Cardiff
    South Glamorgan
    CF10 2EH
    UNITED KINGDOM
    Phone
    +443303335888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · This permission is limited to debt administration with no debt management activity
  • Debt Collection

    Show 1 limitation
    • · This permission is limited to debt-collection with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Rogers

    IRN MJR00135

    • SMF7 Group Entity Senior Manager (since 27 Apr 2023)
    • SMF13 Chair of the Nominations Committee (since 27 Apr 2023)
  • Michael Jones

    IRN MXJ00193

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Michael King

    IRN MXK67459

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Michael Lewis

    IRN MXL67462

    • [FCA CF] Significant management (9 Oct 2020 to 11 Jan 2024)
  • Milena Mondini de Focatiis

    IRN MXM04046

    • SMF7 Group Entity Senior Manager (since 4 Mar 2020)
  • Nicholas Wilmot-Frost

    IRN NXW00311

    • [FCA CF] Significant management (since 19 Dec 2023)
  • Nicole Emma Joyce

    IRN NXJ01065

    • CF17 Significant Mgt (Other Business Operations) (19 Apr 2005 to 14 Oct 2005)
  • Noel Summerfield

    IRN NXS00132

    • SMF18 Other Overall Responsibility (since 13 Jul 2021)
    • [FCA CF] Significant management (18 Jan 2021 to 13 Jul 2021)
  • Owen John Clarke

    IRN OJC01004

    • SMF7 Group Entity Senior Manager (29 May 2020 to 6 Oct 2021)
    • CF2 Non Executive Director (19 Aug 2015 to 1 Aug 2017)
  • Owen King

    IRN OXK00042

    • [FCA CF] Significant management (since 22 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.