Date authorised
1 April 2013
Companies House
07202871
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rear of 75
    Uplands
    Uplands Crescent
    Swansea
    Abertawe
    SA2 0EX
    UNITED KINGDOM
    Phone
    +4403333111123
  • Complaints Contact

    Rear of 75
    Uplands
    Uplands Crescent
    Swansea
    Abertawe
    SA2 0EX
    UNITED KINGDOM
    Phone
    +4403333111123

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adeel Mujjahid Ahmed-Daudpota

    IRN AMA01204

    • CF1 Director (AR) (16 Apr 2013 to 7 Feb 2014)
  • Balraj Maher

    IRN BXM01598

    • CF1 Director (24 Aug 2010 to 14 Oct 2010)
  • Darrel Conrad Brookes

    IRN DCB01172

    • CF1 Director (AR) (5 Jun 2013 to 15 Jun 2015)
  • David Richard Newton

    IRN DRN01038

    • CF1 Director (AR) (7 Jul 2011 to 27 Mar 2012)
  • Dorjana Kicaj

    IRN KXD01357

    • CF1 Director (AR) (22 Jan 2013 to 7 Feb 2014)
  • Henry Haystead

    IRN HXH01333

    • CF1 Director (AR) (9 Oct 2014 to 1 Oct 2016)
  • Jayesh Bhagwanji Daya

    IRN JBD01070

    • CF1 Director (AR) (1 Sep 2018 to 20 Dec 2019)
  • Jonathan Lee Popple

    IRN JXP01861

    • SMF3 Executive Director (9 Dec 2019 to 14 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Apr 2020)
    • CF1 Director (AR) (28 Nov 2012 to 11 Nov 2015)
    • Responsible for Insurance Mediation (24 Aug 2010 to 30 Sep 2018)
    • CF1 Director (24 Aug 2010 to 8 Dec 2019)
  • Laura Styring

    IRN LXS06026

    • CF1 Director (AR) (10 Sep 2018 to 20 Dec 2019)
  • MATTHEW ASH

    IRN MXA02172

    • Responsible for Insurance Distribution (since 15 Apr 2020)
    • SMF3 Executive Director (since 6 Mar 2020)
    • CF1 Director (AR) (since 13 Aug 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.