ESSENTIAL RISK SOLUTIONS LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adeel Mujjahid Ahmed-Daudpota
IRN AMA01204
- CF1 Director (AR) (16 Apr 2013 to 7 Feb 2014)
Balraj Maher
IRN BXM01598
- CF1 Director (24 Aug 2010 to 14 Oct 2010)
Darrel Conrad Brookes
IRN DCB01172
- CF1 Director (AR) (5 Jun 2013 to 15 Jun 2015)
David Richard Newton
IRN DRN01038
- CF1 Director (AR) (7 Jul 2011 to 27 Mar 2012)
Dorjana Kicaj
IRN KXD01357
- CF1 Director (AR) (22 Jan 2013 to 7 Feb 2014)
Henry Haystead
IRN HXH01333
- CF1 Director (AR) (9 Oct 2014 to 1 Oct 2016)
Jayesh Bhagwanji Daya
IRN JBD01070
- CF1 Director (AR) (1 Sep 2018 to 20 Dec 2019)
Jonathan Lee Popple
IRN JXP01861
- SMF3 Executive Director (9 Dec 2019 to 14 May 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Apr 2020)
- CF1 Director (AR) (28 Nov 2012 to 11 Nov 2015)
- Responsible for Insurance Mediation (24 Aug 2010 to 30 Sep 2018)
- CF1 Director (24 Aug 2010 to 8 Dec 2019)
Laura Styring
IRN LXS06026
- CF1 Director (AR) (10 Sep 2018 to 20 Dec 2019)
MATTHEW ASH
IRN MXA02172
- Responsible for Insurance Distribution (since 15 Apr 2020)
- SMF3 Executive Director (since 6 Mar 2020)
- CF1 Director (AR) (since 13 Aug 2018)

Smaller firms operating under this firm's FCA authorisation.

ONA Specialist Risks UK Ltd (no longer appointed)
FRN 590012 · Appointed 22 Oct 2012 · Until 12 Feb 2014
UCR Insurance Brokers Ltd (no longer appointed)
FRN 584616 · Appointed 13 Jul 2012 · Until 19 Feb 2016
Abaco Brokers Ltd (no longer appointed)
FRN 580217 · Appointed 26 Apr 2012 · Until 23 Jul 2012
Alterum Ltd (no longer appointed)
FRN 553817 · Appointed 20 Jun 2011 · Until 27 Mar 2012
Business Energy Switch Ltd (no longer appointed)
FRN 529812 · Appointed 25 Mar 2011 · Until 21 May 2013
UCR Consultants Ltd (no longer appointed)
FRN 540523 · Appointed 31 Jan 2011 · Until 21 May 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.