Date authorised
1 April 2013
Companies House
OC347227
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Argyll Street
    6th Floor
    London
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595
  • Complaints Contact

    Eschler Asset Management LLP
    9 Argyll Street
    6th Floor
    London
    Westminster
    W1F 7TG
    UNITED KINGDOM
    Phone
    +4407775824595

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gotzon Javier Martin De Gandiaga

    IRN GJD01046

    • CF30 Customer (since 15 Jul 2019)
  • Gurdeep Singh Bumbra

    IRN GXB01209

    • [FCA CF] Client dealing (20 Aug 2024 to 2 Jul 2025)
  • Henrietta Eva Seligman

    IRN HES01043

    • [FCA CF] Client dealing (31 Mar 2023 to 3 Mar 2025)
    • [FCA CF] Material risk taker (31 Mar 2023 to 3 Mar 2025)
  • Hugh Patrick Sloane

    IRN HPS01014

    • CF4 Partner (AR) (since 4 Jun 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
  • Jack Pailing

    IRN JXP00733

    • CF1 Director (AR) (since 28 Nov 2022)
    • CF30 Customer (since 28 Nov 2022)
  • Jacob Nicholas Brahms

    IRN JNB01109

    • [FCA CF] Material risk taker (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 25 Mar 2026)
  • Jacques-Olivier Blatter

    IRN JXB01196

    • CF1 Director (AR) (10 Oct 2022 to 8 Aug 2023)
    • CF30 Customer (10 Oct 2022 to 8 Aug 2023)
  • James Alexander Carter

    IRN JAC01338

    • CF30 Customer (16 Oct 2023 to 16 Apr 2024)
    • CF4 Partner (AR) (16 Oct 2023 to 16 Apr 2024)
  • James Henry Maitland Beddall

    IRN JHB01107

    • [FCA CF] Client dealing (21 Mar 2023 to 21 Jul 2025)
    • [FCA CF] Material risk taker (21 Mar 2023 to 21 Jul 2025)
    • CF1 Director (AR) (8 Feb 2023 to 2 Jul 2025)
    • CF30 Customer (8 Feb 2023 to 2 Jul 2025)
  • Jason Lee Ambrose

    IRN JLA01021

    • CF30 Customer (21 Mar 2019 to 29 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.