ES Risks Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Professional, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Professional, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments)

Senior staff personally approved by the FCA to hold their roles here.

Oliver Robert Williamson
IRN OXW00058
- CF1 Director (AR) (since 10 Apr 2026)
- CF1 Director (AR) (9 Feb 2023 to 28 Jun 2024)
Otto Schmidbauer
IRN OXS01254
- CF1 Director (AR) (19 Oct 2016 to 17 Sep 2019)
Paul Clarke
IRN PXC20613
- CF1 Director (AR) (24 Sep 2019 to 24 Feb 2020)
Paul Edward Price
IRN PEP01019
- CF2 Non Executive Director (7 Feb 2012 to 25 Feb 2016)
Paul Marsh
IRN PXM07797
- CF1 Director (AR) (1 Nov 2018 to 14 Mar 2022)
Paul Raymond Bennett
IRN PRB01149
- CF1 Director (AR) (28 Jul 2014 to 19 Jul 2015)
Peter Harvey
IRN PXH01484
- CF1 Director (AR) (since 25 Nov 2025)
Peter Michael Rowe
IRN PXR00398
- CF1 Director (AR) (since 12 Feb 2024)
Peter Simon Newson
IRN PXN00109
- CF1 Director (AR) (18 Aug 2022 to 28 Aug 2024)
Pieter Nicolaas Venter
IRN PXV00060
- CF1 Director (AR) (5 Sep 2022 to 28 Aug 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.