EQUITABLE LIFE ASSURANCE SOCIETY,(THE)

Date authorised
1 April 2013
Companies House
00037038
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walton Street
    Aylesbury
    Buckinghamshire
    HP21 7QW
    UNITED KINGDOM
    Phone
    +443301591530
    Web
    https://www.utmost.co.uk

  • Complaints Contact

    Walton Street
    Aylesbury
    HP21 7QW
    UNITED KINGDOM
    Phone
    +441296506917

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Suzanne Louise Sansom

    IRN SXS47171

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 30 Sep 2021)
  • Timothy John Bateman

    IRN TJB00054

    • SMF20a With-Profits Actuary (26 Jan 2022 to 4 Jul 2025)
    • CF1 Director (11 Jan 2008 to 11 Nov 2011)
    • CF28 Systems and controls (1 Nov 2007 to 11 Nov 2011)
    • CF14 Risk Assessment (26 Apr 2007 to 31 Oct 2007)
    • CF15 Internal Audit (26 Apr 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Apr 2007 to 1 Nov 2007)
    • CF12 Actuarial (1 Apr 2005 to 25 Oct 2011)
    • CF12A With-Profits Actuary (1 Apr 2005 to 1 Nov 2007)
  • Timothy John Sheldon

    IRN TJS01078

    • CF12A With-Profits Actuary (7 Nov 2008 to 31 May 2009)
  • Vanni Emanuele Treves

    IRN VXT01008

    • CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2009)
  • William Moir McDonald

    IRN WMM01023

    • CF16 Significant Mgt (Desgntd Investment Business) (8 Oct 2004 to 20 Apr 2007)
    • CF13 Finance (8 Oct 2004 to 1 Sep 2006)
    • CF14 Risk Assessment (17 Jul 2003 to 20 Apr 2007)
    • CF15 Internal Audit (30 Apr 2003 to 20 Apr 2007)
    • CF19 Significant Mgt (Financial Resources) (28 Jan 2003 to 30 Sep 2004)
    • CF20 Significant Mgt (Settlements) (28 Jan 2003 to 30 Sep 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.