Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • CF13 Finance (8 Oct 2004 to 1 Sep 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Oct 2004 to 20 Apr 2007)
    • CF14 Risk Assessment (17 Jul 2003 to 20 Apr 2007)
    • CF15 Internal Audit (30 Apr 2003 to 20 Apr 2007)
    • CF19 Significant Mgt (Financial Resources) (28 Jan 2003 to 30 Sep 2004)
    • CF20 Significant Mgt (Settlements) (28 Jan 2003 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.