Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF13 Finance (8 Oct 2004 to 1 Sep 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (8 Oct 2004 to 20 Apr 2007)
- CF14 Risk Assessment (17 Jul 2003 to 20 Apr 2007)
- CF15 Internal Audit (30 Apr 2003 to 20 Apr 2007)
- CF19 Significant Mgt (Financial Resources) (28 Jan 2003 to 30 Sep 2004)
- CF20 Significant Mgt (Settlements) (28 Jan 2003 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.