Equilibrium Financial Planning LLP

• Principal Place of Business

  Ascot House

  Epsom Avenue

  Handforth

  Wilmslow

  Cheshire

  SK9 3DF

  UNITED KINGDOM

  Phone

  +4401614862250

  Web

  https://www.equilibrium.co.uk

• Complaints Contact

  Ascot House

  Epsom Avenue

  Handforth

  Wilmslow

  Cheshire

  SK9 3DF

  UNITED KINGDOM

  Phone

  +4401614862250

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paula Ann Lawson

  IRN PAD01104

  • CF4 Partner (5 Apr 2011 to 1 Jun 2016)
• Richard David Higgs

  IRN RXH00559

  • [FCA CF] Functions requiring qualifications (16 Sep 2022 to 25 Jul 2025)
  • [FCA CF] Client dealing (16 Sep 2022 to 25 Jul 2025)
• Robert John Snook

  IRN RJS00048

  • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
  • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
• Sarah Hammond

  IRN SLH01066

  • [FCA CF] Manager of certification employee (since 20 Apr 2020)
• Steven John McNicholas

  IRN SJM01569

  • [FCA CF] Functions requiring qualifications (14 Aug 2025 to 11 Mar 2026)
  • [FCA CF] Client dealing (14 Aug 2025 to 11 Mar 2026)
• Thomas Worthington

  IRN TXW00234

  • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 9 Mar 2023)
  • [FCA CF] Client dealing (12 Sep 2022 to 9 Mar 2023)
• Timothy Latham

  IRN TXL00104

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Sep 2020)
  • [FCA CF] Client dealing (since 3 Sep 2020)
• William Lucas

  IRN WXL00134

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2025)
  • [FCA CF] Client dealing (since 3 Apr 2025)

No changes recorded yet.