Equilibrium Financial Planning LLP

• Principal Place of Business

  Ascot House

  Epsom Avenue

  Handforth

  Wilmslow

  Cheshire

  SK9 3DF

  UNITED KINGDOM

  Phone

  +4401614862250

  Web

  https://www.equilibrium.co.uk

• Complaints Contact

  Ascot House

  Epsom Avenue

  Handforth

  Wilmslow

  Cheshire

  SK9 3DF

  UNITED KINGDOM

  Phone

  +4401614862250

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lewis Robert Carthew

  IRN LXC00651

  • [FCA CF] Client dealing (16 Sep 2025 to 4 Feb 2026)
  • [FCA CF] Functions requiring qualifications (16 Sep 2025 to 4 Feb 2026)
• Mark Darren Hird

  IRN MDH01084

  • CF30 Customer (1 Dec 2017 to 8 Oct 2018)
• Mark Tan

  IRN MXT00428

  • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 13 Dec 2024)
  • [FCA CF] Client dealing (12 Sep 2022 to 13 Dec 2024)
• Matthew Dobson

  IRN MXD00421

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Client dealing (since 16 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2021)
• Michael Colin Davis

  IRN MXD00014

  • SMF27 Partner (14 Dec 2023 to 16 Oct 2024)
• Michael Deverell

  IRN MJD01331

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (1 Sep 2013 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
• Michael John Armstrong

  IRN MXA00348

  • [FCA CF] Client dealing (22 Oct 2020 to 1 Apr 2022)
  • [FCA CF] Functions requiring qualifications (22 Oct 2020 to 1 Apr 2022)
• Neal Foundly

  IRN NCF01010

  • CF30 Customer (1 Sep 2014 to 6 Nov 2017)
• Nilesh Patel

  IRN NVP01015

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
• Paul Farrugia

  IRN PXF01383

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (1 Nov 2016 to 9 Dec 2019)
  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)

No changes recorded yet.