Date authorised
28 April 2020
Companies House
06590781
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    E Q T Partners
    30 Broadwick Street
    London
    Westminster
    W1F 8JB
    UNITED KINGDOM
    Phone
    +442074305510
  • Complaints Contact

    E Q T Partners
    30 Broadwick Street
    London
    Westminster
    W1F 8JB
    UNITED KINGDOM
    Phone
    +442074305510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shannee Braun

    IRN SXB00503

    • [FCA CF] Client dealing (since 7 Dec 2020)
  • Shariq Hasnen Varawalla

    IRN SXV88792

    • [FCA CF] Client dealing (27 Sep 2021 to 31 Aug 2023)
  • Shushan Li

    IRN SXL00483

    • [FCA CF] Client dealing (1 Sep 2022 to 31 Oct 2025)
  • Simon David Griffiths

    IRN SXG00584

    • SMF3 Executive Director (since 7 Feb 2023)
    • [FCA CF] Client dealing (since 27 Oct 2022)
  • Simon Gold

    IRN SXG01949

    • [FCA CF] Client dealing (since 8 Sep 2021)
  • Simran Litt

    IRN SXL00706

    • [FCA CF] Client dealing (24 Jan 2024 to 31 Oct 2025)
  • Siobhan Denise Josephine Morris

    IRN SDM01175

    • SMF16 Compliance Oversight (since 19 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2022)
  • Sofia Ahuja

    IRN SXA16168

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2024)
  • Sophie Noton

    IRN SXN00003

    • [FCA CF] Client dealing (since 7 Nov 2025)
  • Sophie Walker

    IRN SXW00466

    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Client dealing (9 Jul 2021 to 31 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.