Epoch Investment Partners UK, Ltd

Date authorised
15 March 2016
Companies House
09640731
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor Carrington House
    126-130 Regent Street
    London
    W1B 5SE
    UNITED KINGDOM
    Phone
    +442038793900

  • Complaints Contact

    126-130 Regent Street
    London
    Westminster
    W1B 5SE
    UNITED KINGDOM
    Phone
    +442030052500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Owen Huw Williams

    IRN OHW01008

    • [FCA CF] Client dealing (15 Mar 2022 to 2 Aug 2024)
  • Peter Henry Ellison Curry

    IRN PHC01071

    • SMF1 Chief Executive (since 1 Sep 2021)
    • SMF3 Executive Director (since 1 Sep 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 15 Jul 2020)
    • CF1 Director (25 Oct 2019 to 8 Dec 2019)
    • CF3 Chief Executive (25 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (7 Jun 2017 to 8 Dec 2019)
  • Philipp Hensler

    IRN PXH00572

    • [FCA CF] Manager of certification employee (2 May 2022 to 18 Oct 2022)
    • [FCA CF] Client dealing (2 May 2022 to 18 Oct 2022)
  • Rashmikant Rameshbhai Patel

    IRN RRP01012

    • SMF1 Chief Executive (8 Oct 2020 to 23 Jun 2021)
    • SMF3 Executive Director (8 Oct 2020 to 23 Jun 2021)
  • Timothy Torrey Taussig

    IRN TTT01012

    • CF1 Director (15 Mar 2016 to 18 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.