Entrepreneurs First Investment Manager LLP

Date authorised
18 February 2019
Companies House
OC397263
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senna Building
    Gorsuch Place
    London
    E2 8JF
    UNITED KINGDOM
    Phone
    +4407800905250
    Web
    https://www.joinef.com

  • Complaints Contact

    Senna Building
    Gorsuch Place
    London
    E2 8JF
    UNITED KINGDOM
    Phone
    +4407800905250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Commodity Future, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leah Bettony Gallagher

    IRN LBG00011

    • [FCA CF] CASS oversight function (since 13 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2024)
    • SMF16 Compliance Oversight (since 29 Apr 2024)
  • Matthew Philip Clifford

    IRN MPC01159

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (6 Feb 2023 to 13 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2024)
    • CF11 Money Laundering Reporting (18 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Feb 2019 to 8 Dec 2019)
    • CF4 Partner (18 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
    • CF3 Chief Executive (18 Feb 2019 to 8 Dec 2019)
  • Michael Phillips

    IRN MXP00836

    • [FCA CF] Client dealing (since 25 Mar 2024)
  • Robert Alexander Crawford Crompton

    IRN RAC01310

    • CF4 Partner (18 Feb 2019 to 3 May 2019)
    • CF30 Customer (18 Feb 2019 to 3 May 2019)
  • Sam Barnett

    IRN SXB26043

    • SMF27 Partner (8 Mar 2020 to 29 Apr 2021)
    • SMF3 Executive Director (8 Mar 2020 to 29 Apr 2021)
  • Thomas Shinner

    IRN TXS26059

    • SMF27 Partner (since 4 Jun 2021)
  • Victoria Wells

    IRN VXW00044

    • [FCA CF] Significant management (10 Dec 2020 to 31 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

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