Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Entrepreneurs First Investment Manager LLP
FRN 807367
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] CASS oversight function (6 Feb 2023 to 13 Jun 2024)
- SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2024)
- CF4 Partner (18 Feb 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (18 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Feb 2019 to 8 Dec 2019)
- CF3 Chief Executive (18 Feb 2019 to 8 Dec 2019)
- CF30 Customer (18 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (26 Feb 2015 to 18 Feb 2019)
- CF4 Partner (AR) (26 Feb 2015 to 18 Feb 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.