Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (6 Feb 2023 to 13 Jun 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2024)
    • CF4 Partner (18 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Feb 2019 to 8 Dec 2019)
    • CF3 Chief Executive (18 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF30 Customer (26 Feb 2015 to 18 Feb 2019)
    • CF4 Partner (AR) (26 Feb 2015 to 18 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.