Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Third Floor SouthQuadrangleCheltenhamGloucestershireGL50 1PZUNITED KINGDOM- Phone
- +4407785628056
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Complaints Contact
Third Floor SouthQuadrangleCheltenhamGloucestershireGL50 1PZUNITED KINGDOM- Phone
- +4403332341447
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jacqueline Diane Ward
IRN JDW01138
- (290)SMF4 Chief Risk (9 Dec 2019 to 16 Nov 2020)
- (291)CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- (292)CF15 Internal Audit (27 Sep 2006 to 31 Oct 2007)
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James Alexander Herbertson
IRN JXH31418
- (168)CF1 Director (AR) (24 Feb 2020 to 20 Feb 2024)
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James Barrington Quin
IRN JBQ01002
- (288)CF2 Non Executive Director (27 Sep 2016 to 16 Apr 2018)
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James Matthew Tyler
IRN JMT01216
- (11)CF1 Director (AR) (27 Sep 2016 to 20 Apr 2018)
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James Maxwell Carruthers
IRN JMC01118
- (285)SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Nov 2022)
- (286)CF2 Non Executive Director (24 Apr 2018 to 8 Dec 2019)
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James Thomas Gaunt Butler
IRN JTB01041
- (289)CF2 Non Executive Director (9 Feb 2007 to 16 Apr 2018)
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James Venn
IRN JXV01314
- (19)CF1 Director (AR) (22 Jul 2016 to 3 Aug 2018)
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Jane Elizabeth Barber
IRN JEB01229
- (84)CF1 Director (AR) (20 Apr 2010 to 19 Jul 2013)
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Jane Louise McLellan
IRN JLM01197
- (208)CF1 Director (AR) (18 Nov 2011 to 12 Jan 2021)
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Janet Anne Short
IRN JAS01442
- (80)CF1 Director (AR) (19 Sep 2012 to 2 Nov 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bobby Charlton Soccer & Sports Academy Limited (no longer appointed)
FRN 521151 · Appointed 25 Mar 2010 · Until 18 Sep 2014
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Ardmore Language Schools Limited (no longer appointed)
FRN 521156 · Appointed 25 Mar 2010 · Until 24 Sep 2014
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CF Lettings (Bath) Limited (no longer appointed)
FRN 521146 · Appointed 25 Mar 2010 · Until 10 Feb 2014
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Educational Horizons Limited (no longer appointed)
FRN 521150 · Appointed 25 Mar 2010 · Until 28 Mar 2011
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Castlehill Estate Agents Ltd (no longer appointed)
FRN 518507 · Appointed 23 Mar 2010 · Until 24 May 2010
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Hamiltons Commercial and Residential Property LLP (no longer appointed)
FRN 520910 · Appointed 22 Mar 2010 · Until 2 May 2012
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Skye Lettings and Management Torquay Ltd (no longer appointed)
FRN 487606 · Appointed 22 Mar 2010 · Until 21 Mar 2012
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (276)Responsible for Insurance Distribution
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controlled function added: (275)CF2 Non Executive Director
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controlled function added: (274)SMF7 Group Entity Senior Manager
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controlled function added: (273)CF1 Director
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controlled function added: (272)SMF2 Chief Finance
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controlled function added: (271)SMF3 Executive Director
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controlled function added: (270)SMF3 Executive Director
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controlled function added: (269)SMF18 Other Overall Responsibility
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controlled function added: (268)CF2 Non Executive Director
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controlled function added: (267)SMF18 Other Overall Responsibility