Date authorised
1 April 2013
Companies House
05244123
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Devonshire St
    London
    W1G 7AJ
    UNITED KINGDOM
    Phone
    +4402076374102
  • Complaints Contact

    41 Devonshire St
    London
    W1G 7AJ
    UNITED KINGDOM
    Phone
    +4402076374102

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sally Louise Leeson

    IRN SLL01026

    • CF1 Director (26 Aug 2005 to 27 Jul 2007)
    • CF23 Corporate Finance Adviser (26 Aug 2005 to 27 Jul 2007)
  • Tessa Laws

    IRN TXL01084

    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
  • William Arthur Jones

    IRN WAJ01016

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • CF30 Customer (5 Jul 2010 to 8 Dec 2019)
  • William James Leverton Martin

    IRN WJM01108

    • CF1 Director (AR) (1 Oct 2014 to 8 Mar 2021)
    • CF30 Customer (1 Oct 2014 to 3 Mar 2021)
  • William Philip Brooks

    IRN WPB01031

    • CF1 Director (AR) (1 Oct 2014 to 3 Mar 2021)
    • CF30 Customer (1 Oct 2014 to 3 Mar 2021)
  • William Rupert Coldstream Clunie Cunningham

    IRN WRC01012

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Aug 2005 to 31 Oct 2007)
    • CF1 Director (26 Aug 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.