Date authorised
1 April 2013
Companies House
05244123
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Devonshire St
    London
    W1G 7AJ
    UNITED KINGDOM
    Phone
    +4402076374102
  • Complaints Contact

    41 Devonshire St
    London
    W1G 7AJ
    UNITED KINGDOM
    Phone
    +4402076374102

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Magnus William Lachlan Macintyre

    IRN MXM04718

    • SMF9 Chair of the Governing Body (since 19 Jan 2026)
  • Mark Charles Bunting

    IRN MCB01098

    • CF30 Customer (2 Mar 2017 to 8 Dec 2019)
  • Michael Lee Hayes

    IRN MLH01061

    • CF30 Customer (26 Nov 2019 to 22 Mar 2022)
  • Nicholas Moray McLaren Burnell

    IRN NMB01054

    • CF30 Customer (3 Sep 2018 to 26 Jan 2023)
  • Nicholas Paul Geoghegan

    IRN NPG01017

    • CF1 Director (AR) (3 Aug 2018 to 26 Jan 2023)
    • CF30 Customer (3 Aug 2018 to 26 Jan 2023)
  • Paul Hacker

    IRN PXH01668

    • SMF3 Executive Director (9 Dec 2019 to 14 Oct 2020)
    • CF1 Director (17 Aug 2007 to 8 Dec 2019)
  • Peter John Kirby

    IRN PJK01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (26 Aug 2005 to 8 Dec 2019)
    • CF1 Director (26 Aug 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Aug 2005 to 8 Dec 2019)
  • Prashant Joseph Francis

    IRN PJF01153

    • CF30 Customer (1 Sep 2017 to 22 Mar 2022)
  • Reyhaan Aboo

    IRN RXA01330

    • CF30 Customer (1 Sep 2017 to 22 Mar 2022)
  • Richard Lawrence Hargreaves

    IRN RBH01016

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Aug 2005 to 31 Oct 2007)
    • CF3 Chief Executive (26 Aug 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Aug 2005 to 31 Oct 2007)
    • CF1 Director (26 Aug 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.