Emirates NBD Bank (P.J.S.C)

• Principal Place of Business

  25 Knightsbridge

  London

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442078382222

  Web

  https://www.emiratesnbd.co.uk

• Complaints Contact

  25 Knightsbridge

  London

  SW1X 7LY

  UNITED KINGDOM

  Phone

  +442078382222

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Raashed Amin

  IRN RAA01080

  • 13. Giving personal recommendations on and dealing with derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 7 Mar 2020)
  • SMF19 Head of Overseas Branch/Head of Overseas (since 10 Oct 2016)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
  • SMF3 Executive Director (16 May 2016 to 8 Jun 2018)
  • [FCA CF] Material risk taker (7 Mar 2016 to 9 Apr 2025)
  • CF30 Customer (4 Feb 2010 to 6 Mar 2016)
• Rahul Marde

  IRN RXM01904

  • [FCA CF] Client dealing (7 Mar 2020 to 11 Dec 2020)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 11 Dec 2020)
  • CF30 Customer (27 Oct 2015 to 6 Mar 2016)
• Rajeev Dhillon

  IRN RXD01480

  • CF30 Customer (29 Jan 2013 to 26 Feb 2015)
• Rakesh Sharma

  IRN RKS01039

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 15 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
• Richard Andrew Jablonowski

  IRN RAJ01054

  • SMF3 Executive Director (9 Jun 2016 to 1 Mar 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 May 2019)
  • CF30 Customer (8 Jun 2013 to 6 Mar 2016)
• Robbert Jan Voogt

  IRN RJV01036

  • CF1 Director (4 Feb 2010 to 30 Jun 2010)
• Robert Hermelin

  IRN RXH00936

  • [FCA CF] Significant management (since 13 Apr 2026)
  • [FCA CF] Material risk taker (since 13 Apr 2026)
• Sandra Martins Ferreira

  IRN SMF01128

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Apr 2023)
  • SMF16 Compliance Oversight (since 21 Apr 2023)
  • [FCA CF] Material risk taker (15 Aug 2022 to 9 Apr 2025)
• Seyed Danial Azmayesh

  IRN SDA01070

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
  • [FCA CF] Client dealing (since 23 Feb 2026)
  • [FCA CF] Client dealing (20 Aug 2024 to 7 Jul 2025)
  • [FCA CF] Functions requiring qualifications (20 Aug 2024 to 7 Jul 2025)
• Shravan Kumar

  IRN SXK00835

  • SMF24 Chief Operations (since 6 Dec 2024)
  • [FCA CF] Significant management (2 Sep 2024 to 6 Dec 2024)
  • [FCA CF] Material risk taker (2 Sep 2024 to 9 Apr 2025)

No changes recorded yet.