Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 7 Mar 2020)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 10 Oct 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • SMF3 Executive Director (16 May 2016 to 8 Jun 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Apr 2025)
    • CF30 Customer (4 Feb 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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