EMF Capital (UK) Limited

Date authorised
1 April 2013
Companies House
06450554
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Capital Tower
    91 Waterloo Road
    London
    SE1 8RT
    UNITED KINGDOM
    Phone
    +447900600685
    Web
    https://www.emfcp.com

  • Complaints Contact

    Capital Tower
    91 Waterloo Road
    London
    SE1 8RT
    UNITED KINGDOM
    Phone
    +4402081334273

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jane Mary Bowes

    IRN JMB01356

    • CF30 Customer (15 Mar 2013 to 3 Nov 2014)
  • Jaroslaw Pawel Dudko

    IRN JPD01131

    • CF30 Customer (6 Sep 2010 to 10 Oct 2011)
  • John Donald Richards

    IRN JDR01125

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Aug 2018 to 8 Dec 2019)
    • CF1 Director (2 Nov 2012 to 8 Dec 2019)
  • Milton Stefani

    IRN MXS02410

    • CF30 Customer (22 Oct 2008 to 13 Jan 2012)
  • Mitchell Marvin Gitin

    IRN MMG01042

    • CF10 Compliance Oversight (22 Oct 2008 to 27 Jan 2009)
    • CF1 Director (22 Oct 2008 to 27 Jan 2009)
    • CF11 Money Laundering Reporting (22 Oct 2008 to 27 Jan 2009)
  • Neil Graham Withers

    IRN NGW01041

    • CF30 Customer (27 Apr 2011 to 23 Mar 2012)
  • Nicholas Andrew Lindsay Stuart

    IRN NAS01057

    • CF30 Customer (5 May 2010 to 22 Aug 2011)
  • Nigel Marc Antony Fletcher

    IRN NMF01023

    • CF30 Customer (15 Sep 2009 to 13 Nov 2009)
  • Pawel Karol Nierada

    IRN PKN01018

    • CF30 Customer (12 Apr 2011 to 10 Oct 2011)
  • Peter Lovas

    IRN PXL01293

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Oct 2011 to 1 Dec 2012)
    • CF10 Compliance Oversight (18 Oct 2011 to 1 Dec 2012)
    • CF3 Chief Executive (22 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2008 to 8 Dec 2019)
    • CF1 Director (22 Oct 2008 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.