Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (18 Oct 2011 to 1 Dec 2012)
    • CF11 Money Laundering Reporting (18 Oct 2011 to 1 Dec 2012)
    • CF3 Chief Executive (22 Oct 2008 to 8 Dec 2019)
    • CF1 Director (22 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2008 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Mar 2003 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.