Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
EMF Capital (UK) Limited
FRN 478493
- [FCA CF] Client dealing (since 30 Mar 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (18 Oct 2011 to 1 Dec 2012)
- CF11 Money Laundering Reporting (18 Oct 2011 to 1 Dec 2012)
- CF3 Chief Executive (22 Oct 2008 to 8 Dec 2019)
- CF1 Director (22 Oct 2008 to 8 Dec 2019)
- CF30 Customer (22 Oct 2008 to 8 Dec 2019)
-
- CF21 Investment Adviser (7 Mar 2003 to 22 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.