Embark Investment Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://scottishwidows.co.uk/platform

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited dealing as a principal in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven McMillan

  IRN SWM01065

  • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 28 Jan 2022)
  • [FCA CF] Client dealing (8 Feb 2021 to 31 Jul 2024)
• Sulma Rashid

  IRN SXR00417

  • [FCA CF] Functions requiring qualifications (10 Sep 2021 to 30 Apr 2022)
• Susan Alexandra Robbie

  IRN SXR00614

  • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 22 Apr 2024)
  • [FCA CF] Manager of certification employee (7 Nov 2022 to 1 May 2023)
• Suzanne Marie Brown

  IRN SXB00753

  • [FCA CF] Functions requiring qualifications (10 Sep 2021 to 15 Feb 2023)
• Tammy Hay

  IRN TXH00218

  • [FCA CF] Functions requiring qualifications (10 Sep 2021 to 15 Feb 2023)
• Thomas Law

  IRN TXL01303

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 29 Apr 2026)
  • [FCA CF] Client dealing (since 29 Apr 2026)
• Toby William Larkman

  IRN TXL10557

  • SMF3 Executive Director (23 Feb 2020 to 12 Jul 2022)
• Trevor Lee Bond

  IRN TXB00196

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 4 Jun 2021)
  • [FCA CF] Client dealing (31 Jan 2021 to 4 Jun 2021)
• Vinay Kumar Jha

  IRN VXJ42366

  • [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
• Vincent Philippe Francois Cambonie

  IRN VPC01003

  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2020)
  • CF1 Director (26 Feb 2016 to 8 Dec 2019)

No changes recorded yet.