Elliott Advisors (UK) Limited

• Principal Place of Business

  Park House

  116 Park Street

  London

  Westminster

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

  Web

  https://www.elliottmgmt.com

• Complaints Contact

  Park House

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Tansey

  IRN BXT01272

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (22 Aug 2012 to 8 Dec 2019)
• Benjy Sanford

  IRN BXS00455

  • [FCA CF] Material risk taker (20 Nov 2023 to 31 Mar 2024)
• Benny Wong

  IRN BXW61323

  • [FCA CF] Material risk taker (4 Jan 2021 to 18 Sep 2023)
• Blue Meredith-Claude Thomas

  IRN BMM01059

  • CF30 Customer (12 Oct 2010 to 28 Oct 2011)
• Brad Carney

  IRN BXC01351

  • [FCA CF] Client dealing (since 31 Mar 2026)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (14 Aug 2015 to 8 Dec 2019)
• Bradford Peter Thorpe

  IRN BXT00168

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2025)
• Carina Cimpean

  IRN CXC00772

  • [FCA CF] Material risk taker (28 Feb 2024 to 8 Nov 2024)
• Carl Christian Hossler

  IRN CCH01068

  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2024)
  • CF30 Customer (24 Dec 2014 to 8 Dec 2019)
• Carl Christian Reiner

  IRN CCR01027

  • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
  • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
• Carl Wilhelm Duncker

  IRN CXD00249

  • [FCA CF] Material risk taker (since 3 Jun 2021)

No changes recorded yet.