Elliott Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Park House116 Park StreetLondonWestminsterW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
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Complaints Contact
Park House116 Park StreetLondonW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carlos Egea
IRN CXE00102
- [FCA CF] Client dealing (since 31 Mar 2026)
- [FCA CF] Material risk taker (since 23 Jun 2021)
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Carlos Prado
IRN CXP40889
- [FCA CF] Material risk taker (23 Apr 2024 to 18 Jul 2025)
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Chang Liu
IRN CXL01476
- CF30 Customer (18 Jun 2012 to 13 Jul 2017)
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Charlotte Anne Chase
IRN CXC00684
- [FCA CF] Material risk taker (9 May 2023 to 10 Jul 2025)
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Charlotte Elizabeth Atkinson
IRN CXC00275
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
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Chinmay Ranjit Kamat
IRN CXK00217
- [FCA CF] Material risk taker (26 Apr 2023 to 24 Jul 2024)
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Christa-Maria Spasova Rousseva
IRN CXR00190
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
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Christian Benedict Middelmann
IRN CBM01045
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2021)
- CF30 Customer (10 Aug 2017 to 8 Dec 2019)
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Christopher James Day
IRN CJD01105
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2026)
- CF30 Customer (8 May 2014 to 8 Dec 2019)
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Christopher Ka Wah Poon
IRN CXP00331
- [FCA CF] Material risk taker (since 13 Aug 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.