Elite Financial Consulting Ltd

Date authorised
1 April 2013
Companies House
07308661
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Storage Giant
    Elite Financial Consulting Ltd
    Suite 10
    821 Bath Road
    Bristol
    Somerset
    BS4 5NL
    UNITED KINGDOM
    Phone
    +4401179553791
    Web
    https://www.elitefinancialconsulting.co.uk

  • Complaints Contact

    Storage Giant
    Elite Financial Consulting Ltd
    Suite 10
    821 Bath Road
    Bristol
    Bristol, City Of
    BS4 5NL
    UNITED KINGDOM
    Phone
    +4401179553791

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited so that the firm may not broker credit for the purposes of increasing the funds available for investment

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice, second charge loans, buy to let loans and commercial loans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Christopjer Harris

    IRN SXH00408

    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 1 Sep 2021)
    • [FCA CF] Client dealing (1 Nov 2020 to 1 Sep 2021)
  • Steven James Monks

    IRN SJM01347

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
    • Responsibility for MCD Intermediation (9 Aug 2019 to 16 Oct 2020)
    • CF10 Compliance Oversight (15 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Oct 2020)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
    • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • Steven Monks

    IRN SXM00631

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Feb 2024)
  • Susan Gollop

    IRN SXG00162

    • [FCA CF] Client dealing (1 Dec 2021 to 25 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 25 Nov 2025)
  • Timothy Patrick O'Loughlin

    IRN TPO01011

    • Responsibility for MCD Intermediation (2 Sep 2016 to 9 Aug 2019)
    • CF10 Compliance Oversight (19 Dec 2013 to 1 Mar 2019)
    • CF1 Director (15 Mar 2013 to 1 Mar 2019)
    • CF30 Customer (1 Aug 2011 to 9 Aug 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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