Steven James Monks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lime Inc Ltd

    FRN 1005545

    • (2)Employed By (since 10 Jan 2024)
  • Elite Financial Consulting Ltd (no longer approved here)

    FRN 529009

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • Responsibility for MCD Intermediation (9 Aug 2019 to 16 Oct 2020)
    • CF10 Compliance Oversight (15 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Oct 2020)
    • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2011 to 30 Sep 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
    • CF22 Investment Adviser (Trainee) (24 Jul 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (12 Jun 2006 to 13 Jul 2007)
    • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 12 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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