Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Charles Bounds

  IRN KCB01029

  • CF1 Director (2 Dec 2005 to 30 Dec 2006)
• Kevin Charles Wright

  IRN KCW00006

  • CF21 Investment Adviser (12 Nov 2003 to 18 May 2005)
• Kevin David Mitchell

  IRN KDM00004

  • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2005)
• Kevin England

  IRN KXE00006

  • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2003)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 20 Apr 2003)
• Kevin Forrest

  IRN KAF00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Kevin James Robert Clarke

  IRN KJC00012

  • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
• Kevin John Baldwin

  IRN KJB00033

  • CF1 Director (AR) (16 Jan 2004 to 17 Sep 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
• Kevin John Simpson

  IRN KJS01074

  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 2 Jul 2003)
• Kevin Kenny

  IRN KJK00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Kevin Lake

  IRN KXL00035

  • CF21 Investment Adviser (28 Oct 2003 to 31 Oct 2004)
  • CF1 Director (AR) (6 May 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (6 May 2003 to 28 Oct 2003)

• Hurst Booker Financial & Mortgage Solutions (no longer appointed)

  FRN 225152 · Appointed 22 May 2003 · Until 31 Oct 2004

• Solutions 4 Partnership Ltd (no longer appointed)

  FRN 225150 · Appointed 22 May 2003 · Until 31 Oct 2004

• The Clear Advice Network Ltd (no longer appointed)

  FRN 225110 · Appointed 21 May 2003 · Until 31 Oct 2004

• West Wales Financial Services Ltd (no longer appointed)

  FRN 225021 · Appointed 15 May 2003 · Until 30 Sep 2004

• Ideal Financial Planning Limited (no longer appointed)

  FRN 224979 · Appointed 14 May 2003 · Until 31 Oct 2004

• One2One Financial Planning Ltd (no longer appointed)

  FRN 224880 · Appointed 9 May 2003 · Until 31 Oct 2004

• Options & Choices Financial Services Ltd (no longer appointed)

  FRN 224877 · Appointed 9 May 2003 · Until 31 Oct 2004

• Frank Pickles (Insurance Brokers) Ltd (no longer appointed)

  FRN 224850 · Appointed 8 May 2003 · Until 31 Oct 2004

• Integrated Business Analysis Limited (no longer appointed)

  FRN 151544 · Appointed 2 May 2003 · Until 31 Oct 2004

• Jeffries & Partners Limited (no longer appointed)

  FRN 224739 · Appointed 2 May 2003 · Until 11 Jul 2005

No changes recorded yet.