Kevin John Simpson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Black Label Financial Ltd

    FRN 533116

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2011 to 8 Dec 2019)
    • CF1 Director (4 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Apr 2011 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 28 Apr 2011)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (19 Feb 2010 to 25 Nov 2011)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 2 Jul 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (2 Jul 2003 to 2 Sep 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 2 Jul 2003)
  • Cameron Scott Limited (no longer approved here)

    FRN 201169

    • Employed By (28 Feb 2003 to 2 Sep 2007)

Recent activity

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