Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ronald Glen-Barry Cawdeary

  IRN RGC00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Ronald John Downey

  IRN RJD00045

  • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 16 Aug 2004)
  • CF1 Director (AR) (3 Jun 2003 to 9 May 2005)
• Ronald Michael Perry

  IRN RXP00096

  • CF22 Investment Adviser (Trainee) (17 Mar 2003 to 17 Dec 2003)
• Ronald Patrick McEvoy

  IRN RPM00012

  • CF22 Investment Adviser (Trainee) (22 Jan 2004 to 17 Feb 2004)
• Ronald Westbury

  IRN RXW00179

  • CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
  • CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
• Rosalyn Susan Wilton

  IRN RSW00009

  • CF2 Non Executive Director (8 Jun 2012 to 27 Aug 2015)
• Rosemary Boyd Thomson

  IRN RBT01034

  • SMF7 Group Entity Senior Manager (17 Apr 2020 to 31 Mar 2021)
• Ross Allan

  IRN RXA77433

  • SMF18 Other Overall Responsibility (7 May 2021 to 4 Apr 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 7 May 2021)
• Rowland Yarrow

  IRN RWY00003

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
• Roy Elliott

  IRN RXE00016

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)

• Aspen Morton Wealth Management (no longer appointed)

  FRN 227605 · Appointed 12 Aug 2003 · Until 30 Sep 2003

• Complete Financial Solutions (UK) Ltd (no longer appointed)

  FRN 227514 · Appointed 8 Aug 2003 · Until 31 Oct 2004

• Moneywise Financial Management (no longer appointed)

  FRN 214492 · Appointed 23 Jul 2003 · Until 31 Oct 2004

• Northern Lights Financial Services (no longer appointed)

  FRN 226504 · Appointed 18 Jul 2003 · Until 31 Oct 2004

• Priorities Financial Planning (no longer appointed)

  FRN 226307 · Appointed 14 Jul 2003 · Until 24 Apr 2005

• Beacon Financial Solutions (no longer appointed)

  FRN 226254 · Appointed 10 Jul 2003 · Until 31 Oct 2004

• Maxam Financial Services LLP (no longer appointed)

  FRN 226224 · Appointed 9 Jul 2003 · Until 31 Oct 2004

• Richard Butler & Associates (no longer appointed)

  FRN 200931 · Appointed 7 Jul 2003 · Until 31 Oct 2004

• Mortgage Direct (UK) Ltd (no longer appointed)

  FRN 225862 · Appointed 27 Jun 2003 · Until 31 Oct 2004

• M & M Mortgage Solutions (no longer appointed)

  FRN 225856 · Appointed 27 Jun 2003 · Until 31 Dec 2004

No changes recorded yet.